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Find and participate in FCA consultations – this section lists our currently open consultations.

Policy statements Finalised guidance Clear all filters

Showing 131 to 140 of 921 search results.

  1. PS21/19: Changes to the SCA-RTS and to guidance in the Approach Document and the Perimeter Guidance Manual

    Policy statements Published: 29/11/2021 Last modified: 29/11/2021
    We set out final rules for Regulatory Technical Standards on Strong Customer Authentication and Secure Communication (SCA-RTS). We also set out amendments to ‘Payment Services and Electronic Money – Our Approach’ (Approach Document, AD

  2. PS21/17: Implementation of Investment Firms Prudential Regime [pdf]

    Policy statements Published: 26/11/2021
    This policy statement summarises the feedback we received to CP21/26 and sets out our responses and final rules.

  3. PS21/16: Issuing statutory notices – a new approach to decision makers [pdf]

    Policy statements Published: 26/11/2021 Last modified: 01/12/2021
    We are setting out changes to our Enforcement Guide (EG) and Decisions Procedure and Penalties Manual (DEPP) to streamline our decision‑making and governance to enable us to be more effective and efficient in stopping harm to consumers and markets.

  4. PS21/16: Issuing statutory notices – a new approach to decision makers 

    Policy statements Published: 26/11/2021 Last modified: 26/11/2021
    We are reforming our decision-making process so we can make faster and more effective decisions. This will help us improve how we tackle firms and individuals who do not meet the required regulatory standards.

  5. PS21/17: A new UK prudential regime for MiFID investment firms  

    Policy statements Published: 26/11/2021 Last modified: 31/12/2021
    This is the third in a series of policy statements that set out our rules to introduce the Investment Firms Prudential Regime IFPR regime.

  6. PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules [pdf]

    Policy statements Published: 05/11/2021
    This policy statement summarises the feedback to CP21/20 and sets out further rules on the regulation of the funeral plans market.

  7. PS21/14: A new authorised fund regime for investing in long term assets [pdf]

    Policy statements Published: 25/10/2021
    We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.

  8. PS21/14: A new authorised fund regime for investing in long term assets

    Policy statements Published: 25/10/2021 Last modified: 25/10/2021
    We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.

  9. FG21/5: General guidance on the application of ex-post risk adjustment to variable remuneration [pdf]

    Finalised guidance Published: 22/10/2021
    The main purpose of this guidance is to set out the FCA's expectations of the way in which firms comply with the requirements on ex-post risk adjustment.

  10. Remuneration Policy Statement Template [docx]

    Policy statements Published: 22/10/2021
    This Remuneration Policy Statement template is a tool for firms to document their remuneration policies and practices.