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Find and participate in FCA consultations – this section lists our currently open consultations.

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Showing 151 to 160 of 618 search results.

  1. PS20/16: Updating the Dual-regulated firms Remuneration Code to reflect CRD V

    Policy statements Published: 17/12/2020 Last modified: 25/02/2021
    This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance.

  2. PS21/6: Implementation of Investment Firms Prudential Regime

    Consultations Policy statements Published: 14/12/2020 Last modified: 29/06/2021
    We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  3. PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini‑bonds) to retail investors [pdf]

    Policy statements Published: 10/12/2020
    The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors.

  4. Benchmarks Regulation and amendments under the Financial Services Act 2021 [pdf]

    Policy statements Published: 18/11/2020 Last modified: 03/04/2023
    Benchmarks Regulation and amendments under the Financial Services Act 2021.

  5. Consultation on proposed policy with respect to the designation of benchmarks under new Article 23A [pdf]

    Policy statements Published: 18/11/2020 Last modified: 18/11/2020
    With this document we aim to consult on our proposed policy approach. This paper outlines the factors we propose to take into consideration when deciding whether we should designate a critical benchmark, such as a currency-tenor (‘setting’) of

  6. Consultation on proposed policy with respect to the exercise of the FCA’s powers under new Article 23D [pdf]

    Policy statements Published: 18/11/2020 Last modified: 18/11/2020
    The purpose of this document is to consult on our proposed policy approach to the FCA's powers under Article 23D.

  7. PS20/14: Delay to the implementation of European Single Electronic Format [pdf]

    Policy statements Published: 05/11/2020 Last modified: 05/11/2020
    This Policy Statement sets out our decision on our proposals to push back by 1 year mandatory requirements related to ESEF. File updated with accessibility tags

  8. PS20/14: Delay to the implementation of the European Single Electronic Format (ESEF)

    Policy statements Published: 05/11/2020 Last modified: 05/11/2020
    Policy Statement following consultation on proposals to delay the implementation of the European Single Electronic Format.

  9. PS20/13: Amendments to the open banking identification requirements (eIDAS certificate) [pdf]

    Policy statements Published: 03/11/2020
    This Policy Statement (PS) summarises the responses we received to CP20/18: Quarterly Consultation Paper No. 29. File updated with accessibility tags

  10. PS20/13: Amendments to the open banking identification requirements (eIDAS certificate)

    Policy statements Published: 03/11/2020 Last modified: 18/01/2021
    We outline feedback to CP20/18 and confirm near final rules to amend Article 34(1) of the UK-RTS, with minor changes to the proposal in CP20/18.