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Sponsor's declaration on an application for listing [docx]
Sponsor form for prospectuses only. -
Notice of Decision 2024: Sarah Cohen Group Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Sponsor's declaration for the production of a circular [docx]
Sponsor form for prospectuses only. -
Eligibility for listing Debt and debt-like securities [docx]
UK Listing eligibility form. -
Certifications representing equity securities in public hands statement [docx]
Statement for certificates representing equity securities in public hands. -
Eligibility for listing Securitised Derivatives [docx]
UK Listing eligibility form. -
Disapplication of pre-emption rights – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Review of FCA requirements following the introduction of the Consumer Duty [pdf]
The FCA is asking for views on whether, where and how we can refine our retail conduct rules. -
Sponsor's declaration for transfer of listing category [docx]
Sponsor form for prospectuses only. -
Final Notice July 2024: Dickson Minto Advisers LLP [pdf]
Following a request received from the sponsor firm, the FCA hereby limits and restricts the services to which the sponsor approval of the sponsor firm relates, such that the sponsor firm may provide sponsor services solely to a company listed or