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Decision Notice 2024: David John Alexander Stephen [pdf]
This Decision Notice (David John Alexander Stephen) refers to breaches of PRIN 1 and PRIN 6 related to failing to act with integrity and to failing to exercise due care, skill and diligence in the pensions sector. Our view is that a financial -
Notice of Decision 2024: Appliancentre Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Nexevo Uk Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Young and Son Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
First Supervisory Notice 2024: Motmaen [pdf]
The FCA has decided to vary the registration granted to Motmaen Ltd by removing money remittance services and imposing certain rules in line with the Payment Services Regulations 2017. -
FCA response to the Complaints Commissioner’s Report 202300608 [pdf]
We have considered the Final Report from the Complaints Commissioner on complaint 210455456. -
Research Note: Digital engagement practices: a trading apps experiment [pdf]
In an online experiment with over 9,000 consumers, we found that digital engagement practices used by trading apps, such as push notifications and prize draws, can increase trading frequency and risk taking. -
Research Note: Digital engagement practices: a trading apps experiment
We investigated the effect of digital engagement practices, including gamification, on consumer trading behaviour. -
Final Notice 2024: Keyvolute Limited t/a Payshot Limited [pdf]
This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation. -
Notice of Decision 2024: Jamie Bovis [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.