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FCA Enforcement data 2023/24
This FCA enforcement data for the year 2023/24 forms part of the FCA's annual report 2023/24. -
Final Notice 2024: Luke Williams [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Notice of Decision 2024: Riverside Hifi [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Exploring financial exclusion [pdf]
The findings from this external research report enable a better understanding of the needs of, and challenges faced by, groups previously identified as being at particular risk of financial exclusion. -
Notice of Decision 2024: Legacy Dealership Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Lancashire Sports & Performance Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
UK Payment Accounts Access and Closures: Update [pdf]
This report follows on from our September 2023 report which detailed the findings of an initial review of issues relating to payment account access for individuals and organisations. -
UK payment accounts access and closures: update
We set out our findings from follow-up work on payment account access and closures. -
UK EMIR Trade Repositories: draft questions and answers
The FCA is seeking feedback on our guidance for UK Trade Repositories registered under Article 55 of UK EMIR ahead of the implementation of the new requirements. -
Skilled persons reports Q4 2023/24 [pdf]
Number of skilled persons reports commissioned in Q4 2023/24 (January- March 2024)