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Final Notice 2024: Anthony Dale Cuming [pdf]
This Final Notice refers to breaches of APER 1 related to conduct in the pensions sector. We imposed a prohibition and financial penalty. -
Statement of Policy on Cost Benefit Analyses [pdf]
We published a CBA framework in 2018 and are updating this document. -
Purchase of own equity securities [docx]
Circulars (premium listed issuers) forms. -
Reduction of capital – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Reverse takeover circular [docx]
Circulars (premium listed issuers) forms. -
Procedures, Systems and Controls Confirmation form [docx]
Application for Procedures, Systems and Controls Confirmation form. -
Authority to allot shares – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Amendments to Constitution – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Secondary International Competitiveness and Growth Objective report 2023/24 [pdf]
The FCA is committed to advancing the new objective set for it by Parliament in 2023 to facilitate the international competitiveness of the UK economy and its growth in the medium to long term. -
Final Notice 2024: Kyle Anthony Jones [pdf]
This Final Notice refers to breaches of APER 1 related to conduct in the pensions sector. We imposed a prohibition and financial penalty.