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Final Notice 2024: Saranac Partners Limited [pdf]
This final notice refers to the FCA’s refusal of the Applicant’s application under section 60 of FSMA for approval of an individual to perform the Senior Manager functions of SMF1 (Chief Executive function) and SMF3 (Executive Director function). -
CP24/18: Quarterly Consultation Paper No. 45
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want your feedback on our proposals. -
Principal firms embedding the new rules for effective appointed representative oversight: Good practice and areas for improvement
Our findings on how firms are embedding new AR rules and examples of good practice and areas for improvement for firms to consider. -
FCA response to the Complaints Commissioner’s Report 202400142 [pdf]
FCA response to the Complaints Commissioner’s Report 202400142. -
Our positive impact 2024 [pdf]
This FCA report highlights the benefits of our activities to consumers and markets. -
FCA response to the Complaints Commissioner’s Report 202300638 [pdf]
FCA response to the Complaints Commissioner’s Report 202300638. -
Notice of Decision 2024: Blyth Motors Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Annual Report and Accounts 2023/24 [pdf]
FCA Annual Report and Accounts 2023/24 (for the year ended 31 March 2024) -
Notice of Decision 2024: Jay's Cars Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: PFS Life Plus Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.