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Notice of Decision 2024: Topspec Motors Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: S & P Strategies Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: ESA Auto Motive Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Advance Dental Health Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA response Complaints Commissioner’s Report 202300506 [pdf]
Update to complainant to be provided. -
FCA response to the Complaints Commissioner’s Report 202300382 [pdf]
We have considered the Final Report of the Complaints Commissioner on complaint 209437509. -
FCA response to the Complaints Commissioner’s Report 202300419 and 202300713 [pdf]
This complaint concerns the Financial Services Register entries for a firm that was based in one jurisdiction but subsequently redomiciled to another jurisdiction. -
Dear CEO letter: Implementing the Consumer Duty for closed products and services – retail banking [pdf]
Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline. -
Dear CEO letter: Implementing the Consumer Duty for closed products and services – life insurance [pdf]
Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline. -
Dear CEO letter: Implementing the Consumer Duty for closed products and services - asset management [pdf]
Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline.