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Final Notice 2024: Martin Christopher Sarl [pdf]
This Final Notice refers to breaches of Statement of Principle 1 and FIT 2.1 related to a lack of honesty and integrity in the General Insurance and Protection sector. We imposed a financial penalty of £5,021, a prohibition and withdrawal. -
Notice of Decision 2024: German Kitchens Beverley Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: THE AUTO DR LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Trade Cars4U Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Maranello Cars Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Jacksons Diesel Centre Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Independent study of a UK equities consolidated tape: terms of reference [pdf]
Terms of reference for an independent study of a UK equities consolidated tape. -
Notice of Decision 2024: Beehire Car and Van Rentals Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Trevor Clarke t/a Clarke Motors [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Smith AT Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.