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  1. Overseas Fund Regime: application form questions and associated data set [pdf]

    Corporate documents Published: 11/09/2024
    This document provides the application form questions and associated data set to help with the preparation of an application under the OFR.

  2. Notice of Decision 2024: South Yorkshire Van Sales [pdf]

    Decision notices Published: 11/09/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. OP65 - Testing when to engage UK pension customers [pdf]

    Occasional papers Published: 11/09/2024
    Firms are encouraged to explore innovative approaches to encourage greater customer engagement.

  4. Connect User Guide: recognition of a qualifying umbrella overseas collective investment scheme under the OFR [pdf]

    Information sheets Published: 11/09/2024
    A guide to applying on Connect for recognition of a qualifying umbrella overseas collective investment scheme under the Overseas Funds Regime.

  5. Connect User Guide: recognition of a qualifying umbrella overseas collective investment scheme under the OFR (TMPR Scheme) [pdf]

    Information sheets Published: 11/09/2024
    A guide to applying on Connect for recognition of a qualifying umbrella overseas collective investment scheme in the Temporary Marketing Permissions Regime to the Overseas Funds Regime.

  6. Connect User Guide: recognition of a qualifying standalone overseas collective investment scheme under the OFR [pdf]

    Information sheets Published: 11/09/2024
    A guide to submitting an application on Connect for recognition of a qualifying Standalone Overseas Collective Investment Scheme under the Overseas Funds Regime.

  7. Connect User Guide: recognition of a qualifying standalone overseas collective investment scheme under the OFR (TMPR Scheme) [pdf]

    Information sheets Published: 11/09/2024
    A guide to applying on Connect for recognition of a qualifying Standalone Overseas Collective Investment Scheme in the Temporary Marketing Permissions Regime to the Overseas Funds Regime.

  8. Connect User Guide: recognition of a qualifying sub-fund of an umbrella overseas collective investment scheme under the OFR [pdf]

    Information sheets Published: 11/09/2024
    A guide to applying on Connect for recognition of an additional sub-fund(s) of an umbrella collective investment scheme that is already recognised in the UK under the Overseas Funds Regime.

  9. Occasional Paper 65: Is timing of the essence? Testing when to engage UK pension customers

    Occasional papers Published: 11/09/2024 Last modified: 11/09/2024
    FCA research found that it’s difficult to drive pension engagement through emails. Firms should try innovative approaches to encourage customer engagement.

  10. Notice of Decision 2024: PRESSBAY LIMITED [pdf]

    Decision notices Published: 10/09/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.