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Handbook Notice 121 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on 27 June 2024, 12 July 2024, 23 July 2024 and 25 July 2024. -
Final Notice 2024: Jacqueline Turner [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the consumer credit sector. We imposed a prohibition. -
Notice of Decision 2024: Clark Steven Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Geoffrey Bernard Turner [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the consumer credit sector. We imposed a prohibition -
CP24/13: New regime for public offer platforms
The new regime for public offer platforms will allow firms to help companies make public offers of securities to investors, including retail consumers. -
CP24/14: Consultation on the derivatives trading obligation and post-trade risk reduction services
This consultation includes proposals on three distinct but interconnected aspects of the derivatives trading obligation (DTO). -
CP24/12: Consultation on the new Public Offers and Admission to Trading Regulations regime (POATRs)
We are consulting on the new framework that will replace the UK prospectus regime. -
Notice of Decision 2024: Bennett P Limited, trading as Snap-on; Snap-on Diagnostics; and Snap-on Tools [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: CB Payments Limited [pdf]
This Final Notice refers to a breach of Statement of Principle 2 related to breaches of voluntary requirements (VREQ) in the e-money sector. The FCA imposed a financial penalty of £3,503,546. -
Notice of Decision 2024: AM Marketing Group Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.