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OFR Recognition Applications – Enhanced disclosures regarding consumer redress schemes and the potential lack of access to FSCS and FOS [pdf]
Draft disclosure wording that fund operators can use to explain what rights UK investors may have to pursue complaints or compensation. -
The FCA’s approach to recognition of funds under the Overseas Funds Regime [pdf]
This document gives details of the process and explains some of the factors the FCA will look at when deciding whether an overseas fund meets the conditions for being recognised under the Financial Services and Markets Act 2000. -
Overseas Fund Regime: application form questions and associated data set [pdf]
This document provides the application form questions and associated data set to help with the preparation of an application under the OFR. -
Notice of Decision 2024: South Yorkshire Van Sales [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
OP65 - Testing when to engage UK pension customers [pdf]
Firms are encouraged to explore innovative approaches to encourage greater customer engagement. -
Connect User Guide: recognition of a qualifying umbrella overseas collective investment scheme under the OFR [pdf]
A guide to applying on Connect for recognition of a qualifying umbrella overseas collective investment scheme under the Overseas Funds Regime. -
Connect User Guide: recognition of a qualifying umbrella overseas collective investment scheme under the OFR (TMPR Scheme) [pdf]
A guide to applying on Connect for recognition of a qualifying umbrella overseas collective investment scheme in the Temporary Marketing Permissions Regime to the Overseas Funds Regime. -
Connect User Guide: recognition of a qualifying standalone overseas collective investment scheme under the OFR [pdf]
A guide to submitting an application on Connect for recognition of a qualifying Standalone Overseas Collective Investment Scheme under the Overseas Funds Regime. -
Connect User Guide: recognition of a qualifying standalone overseas collective investment scheme under the OFR (TMPR Scheme) [pdf]
A guide to applying on Connect for recognition of a qualifying Standalone Overseas Collective Investment Scheme in the Temporary Marketing Permissions Regime to the Overseas Funds Regime. -
Connect User Guide: recognition of a qualifying sub-fund of an umbrella overseas collective investment scheme under the OFR [pdf]
A guide to applying on Connect for recognition of an additional sub-fund(s) of an umbrella collective investment scheme that is already recognised in the UK under the Overseas Funds Regime.