Showing 51 to 60 of 15421 search results.

51. CP24/18: Quarterly Consultation No. 45 [pdf]

    Consultation papers Published: 06/09/2024
    Proposed amendments to our Handbook relating to 'firm' definitions and a non-UCITS retail scheme.

52. Notice of Decision 2024: CMV Automotive Ltd [pdf]

    Decision notices Published: 06/09/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

53. Notice of Decision 2024: I HOME SOLUTIONS LTD [pdf]

    Decision notices Published: 06/09/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

54. Notice of Decision 2024: AKJ Motorsport Ltd [pdf]

    Decision notices Published: 06/09/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

55. Final Notice 2024: Alec John Cuthbert [pdf]

    Final notices Published: 06/09/2024
    This Final Notice (Alec John Cuthbert) refers to a breach of APER Statement of Principle 1 and lack of fitness and propriety related to the reckless design and operation of a pension transfer advice model in the pensions sector. We imposed a

56. Notice of Decision 2024: J U Autos UK Ltd [pdf]

    Decision notices Published: 06/09/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

57. Decision Notice 2024: Frank Edwin Oxberry [pdf]

    Decision notices Published: 06/09/2024
    This Decision Notice (Frank Edwin Oxberry) refers to a breach of APER Statement of Principle 1 and lack of fitness and propriety related to the reckless design and operation of a pension transfer advice model in the pensions sector. Our view is that

58. Decision Notice 2024: Liam Patrick George Martin [pdf]

    Decision notices Published: 06/09/2024
    This Decision Notice (Liam Patrick George Martin) refers to a breach of APER Statement of Principle 1 related to the reckless design of a pension transfer advice model in the pensions sector and a lack of fitness and property in designing and

59. Decision Notice 2024: Adrian Stuart Westbrook Douglas [pdf]

    Decision notices Published: 06/09/2024
    This Decision Notice (Adrian Stuart Westbrook Douglas) refers to a breach of APER Statement of Principle 1 related to the reckless design of a pension transfer advice model in the pensions sector and a lack of fitness and property in designing and

60. Notice of Decision 2024: CFG (Commercial Finance Group) Limited [pdf]

    Decision notices Published: 06/09/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.