Showing 1 to 10 of 15 search results for transaction reporting forum.

1. UK EMIR Trade Repositories: draft questions and answers

   Consultation papers Published: 04/09/2024 Last modified: 04/09/2024
   The FCA is seeking feedback on our guidance for UK Trade Repositories registered under Article 55 of UK EMIR ahead of the implementation of the new requirements.

2. Business Plan 2024/25

   Business plans Published: 19/03/2024 Last modified: 09/04/2024
   Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

3. Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)

   Multi-firm reviews Published: 07/11/2023 Last modified: 23/04/2024
   This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly.

4. Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine

   Good and poor practice Published: 06/09/2023 Last modified: 20/03/2024
   We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.

5. Our Perimeter Report

   Annual reports Published: 20/07/2022 Last modified: 05/04/2024
   Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

6. Business Plan 2022/23

   Business plans Published: 07/04/2022 Last modified: 27/04/2022
   The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

7. UK MiFIR data reporting and LIBOR transition

   Markets Published: 09/07/2021 Last modified: 23/05/2022
   We aim to clarify expectations for investment firms and trading venues submitting UK MiFIR transaction reports and instrument reference data in relation to LIBOR transition

8. Comparison of banking providers’ fraud controls

   Data Published: 09/03/2020 Last modified: 07/08/2020
   This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their

9. Slides from the Transaction Reporting Forum June and July 2018 [pdf]

   Meeting minutes Published: 18/07/2018
   Events held on 26 June and 4 July 2018

10. Slides from the Transaction Reporting Forum December 2016 [pdf]

    Meeting minutes Published: 11/01/2017
    Event held on 5 and 8 December 2016