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Showing 551 to 560 of 839 search results for consumer research.

  1. Key findings on our recent work on pension transfer advice

    Multi-firm reviews Published: 06/12/2018 Last modified: 06/12/2018
    Pension transfers have been a priority for us throughout 2018. Our work has focussed in particular on those firms most active in the market. We have also looked more closely into some firms based on intelligence (for example whistleblowing) we
  2. MiFID II costs and charges disclosures review findings

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and
  3. CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook

    Consultation papers Published: 30/11/2015 Last modified: 30/11/2015
    a trade body representing authorised financial services firms. a body representing consumers. ... It will also be of interest to consumers and consumer representatives because it proposes changes to the compensation arrangements available to them.
  4. FCA acts to address unclear and excessive motor finance costs

    Multi-firm reviews Published: 04/03/2019 Last modified: 15/10/2019
    FCA looking at the motor finance market to ensure it works well and to assess whether consumers are at risk of harm
  5. PS13/3 Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

    Policy statements Published: 04/06/2013 Last modified: 30/08/2015
    We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK.
  6. TR15/12: Wealth management firms and private banks: suitability of investment portfolios

    Thematic reviews Published: 09/12/2015 Last modified: 13/10/2016
    Background. The UK wealth management industry plays a vital role in delivering financial services to consumers.
  7. PS23/7: Broadening retail access to the long-term asset fund

    Policy statements Published: 29/06/2023 Last modified: 29/06/2023
    This consultation sets out proposals for broadening the retail distribution of the LTAF.
  8. PS23/13: Introducing a gateway for firms who approve financial promotions

    Policy statements Published: 11/09/2023 Last modified: 16/11/2023
    The FCA's final policy position and response to the feedback received to its consultation on introducing a gateway for firms who approve financial promotions.
  9. CP22/24: Broadening access to financial advice for mainstream investments

    Consultation papers Published: 30/11/2022 Last modified: 03/08/2023
    We are aiming to allow firms to provide mass-market consumers with straightforward financial needs greater access to simplified advice on investing into mainstream products
  10. FG18/7: Fairness of variation terms in financial services consumer contracts under the Consumer Rights Act 2015

    Finalised guidance Published: 17/05/2018 Last modified: 19/12/2018
    We are consulting on changes to the Financial Crime Guide for firms, proposing to add a chapter on insider dealing and market manipulation and make miscellaneous changes as a result of recent regulatory changes to ensure the guide remains up to date.