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Showing 771 to 780 of 841 search results for consumer research.

771. PS14/6: Competition in the Markets for Services Provided by a Recognised Investment Exchange: Feedback on CP13/16 and Final Handbook Text

     Policy statements Published: 02/04/2014 Last modified: 07/02/2022
     This Policy Statement sets out the changes to the Recognised Investment Exchanges Sourcebook in our Handbook (REC) that we are making to clarify how we will consider using our powers to advance our competition objective when supervising Recognised

772. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

     Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
     Consumers may be interested how individual accountability is being enhanced within financial services.

773. PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules

     Policy statements Published: 02/06/2020 Last modified: 02/06/2020
     The Senior Managers Regime (SMR) will come into force for benchmark administrators on 7 December 2020. This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities

774. FSA - PS13/2 Final rules for inflation-adjusted illustrations for personal pensions and new guidance on preparing product information

     Policy statements Published: 21/03/2013 Last modified: 07/02/2022
     In CP12/29 we consulted on draft rules to move to inflation-adjusted illustrations for personal pensions and also new guidance for the preparation of product information. This Policy Statement (PS) provides feedback on the responses we received and

775. PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

     Policy statements Published: 29/03/2016 Last modified: 29/03/2016
     So the new rules will primarily support and advance the FCA’s operational objective of consumer protection. ... This paper is relevant to all authorised firms, but it does not include anything directly relevant to retail financial services consumers or

776. CP19/29: Recovery of costs of supervising cryptoasset businesses under the anti-money laundering regulations

     Consultation papers Published: 15/10/2019 Last modified: 02/12/2019
     The FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses, from 10 January 2020. This Consultation sets out our proposals for recovering the costs of this new role. 

777. Principal firms who have Credit Broking permissions: Good practice and areas for improvements

     Good and poor practice Published: 23/04/2024 Last modified: 23/04/2024
     We assessed the key harms and drivers of harm caused by ARs and IARs who undertake credit broking. We found some examples of good and poor practice that we'd like to share with firms, as we think they can improve their practices.

778. Coronavirus and customers in financial difficulty: draft additional guidance for insurance and premium finance firms

     Guidance consultations Published: 16/10/2020 Last modified: 30/11/2020
     The FCA has announced proposals to help customers who hold insurance and premium finance products and who continue to face financial difficulties because of coronavirus (Covid-19).

779. GC14/1 Annuity Comparison Websites – Thematic Review and Guidance for Firms

     Guidance consultations Published: 14/02/2014 Last modified: 14/02/2014
     better consumer outcomes.

780. FG15/4 - Social media and customer communications: The FCA’s supervisory approach to financial promotions in social media

     Finalised guidance Published: 13/03/2015 Last modified: 26/03/2024
     In August 2014, we consulted on our approach to the supervision of financial promotions in social media.