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Showing 781 to 790 of 841 search results for consumer research.
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CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients
This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks. -
High-cost short-term credit agreements and coronavirus: updated temporary guidance for firms
This draft guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of high-cost short-term credit customers. -
CP14/1: Financial Services Compensation Scheme – management expenses levy limit 2014/15
This joint FCA and PRA consultation paper (CP) outlines the proposed management expenses levy limit (MELL) for the FSCS for 2014/5. -
Key findings of multi-firm work on Claims Management Companies carrying out unregulated claims
We recently looked at Claims Management Companies (CMCs) carrying out unregulated claims activity to assess if firms were using their FCA authorisation to legitimise services that are not regulated. -
PS18/14: Extending the Senior Managers and Certification Regime to FCA firms – Feedback to CP17/25 and CP17/40, and near-final rules
We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms. -
PS15/3: Final rules for independent governance committees, including feedback on CP14/16
consumers who are members of workplace personal pension schemes and consumer groups seeking better protection for consumers with workplace personal pensions. -
PS16/8: FCA Handbook changes regarding the segregation of client money on loan-based crowdfunding platforms, the Innovative Finance ISA, and the regulated activity of advising on peer-to-peer agreements
PDF]. This policy statement will be relevant to consumers and consumer organisations with an interest in the loan-based crowdfunding sector. ... firms that plan to manage IFISAs. firms that plan to offer regulated advice to consumers in relation to P2P -
PS15/11: Buy-to-let mortgages – implementing the Mortgage Credit Directive Order 2015, feedback on CP15/3 and final rules
In this Policy Statement we summarise the feedback we received to the proposals contained in CP15/3 and give our responses. We are also publishing our final Handbook rules and guidance on implementing the Government’s legislative regime for -
PS15/9: Implementation of the Mortgage Credit Directive and the new regime for second charge mortgages, feedback to CP14/20 and final rules
This Policy Statement will be of interest to lenders, administrators, intermediaries and consumers in both the first and second charge mortgage markets. ... If you are currently authorised to conduct regulated activity in relation to second charge -
CP15/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2015/16
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) are consulting on the Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2015/16.