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Showing 122 to 131 of 316 search results for 3rd UK Financial Services Brexit.

  1. Hayes and Myers Advisors LLC

    Warnings Published: 16/10/2020 Last modified: 16/10/2020
    Hayes and Myers Advisors LLC is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.
  3. Hume Capital Management (Clone of FCA authorised firm)

    Warnings Published: 30/11/2017 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  4. OCB Corporation (clone of FCA authorised firm)

    Warnings Published: 21/11/2014 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  5. The FCA’s approach to Brexit: our preparations and our vision for the future

    Speeches Published: 19/07/2018 Last modified: 09/10/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK.
  6. All Day Loans (clone of FCA authorised firm)

    Warnings Published: 13/06/2018 Last modified: 13/06/2018
    All Day Loans (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  7. Jubilee Financial (clone of FCA authorised firm)

    Warnings Published: 25/08/2009 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  8. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.
  9. The Importance of Diversity

    Speeches Published: 05/02/2019 Last modified: 08/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.
  10. Elcourt Ltd t/a AD Baxton

    Warnings Published: 09/04/2019 Last modified: 09/04/2019
    Elcourt Ltd t/a AD Baxton is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.