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Showing 282 to 291 of 316 search results for 3rd UK Financial Services Brexit.

  1. Thomas Ast Capital Management/ TA Capital Management (clone of an EEA Authorised Firm)

    Warnings Published: 29/05/2020 Last modified: 29/05/2020
    Thomas Ast Capital Management/ TA Capital Management (clone of an EEA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing
  2. Consumer investments data review April 2020 - March 2021

    Data Published: 15/09/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.
  3. Innovation & Regulation: Partners in the success of Financial Services

    Speeches Published: 10/06/2022 Last modified: 19/08/2022
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at Money 2020 Amsterdam
  4. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.
  5. Trade4Winner/ www.trade4winner.com (clone of a Previously Authorised FCA firm)

    Warnings Published: 08/09/2023 Last modified: 08/09/2023
    Trade4Winner/ www.trade4winner.com (clone of a Previously Authorised FCA firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with
  6. Investment Finder/Income Finder trading name of London Choice Investments

    Warnings Published: 20/11/2020 Last modified: 20/11/2020
    Investment Finder/Income Finder trading name of London Choice Investments is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.
  8. The future of competition and regulation in retail banking

    Speeches Published: 28/11/2017 Last modified: 28/11/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Future of Retail Banking 2017.
  9. Financial services contracts regime

    Firms Focus areas Published: 18/08/2020 Last modified: 11/06/2024
    The temporary permissions regime will enable relevant firms and funds which passport into the UK to continue operating in the UK if the passporting regime falls away abruptly when the UK leaves the EU.
  10. A forward look at regulation of the UK’s wholesale financial markets

    Speeches Published: 16/03/2021 Last modified: 16/03/2021
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the ISLA's Post Trade Conference on 16 March.