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Showing 112 to 121 of 281 search results for 4th UK Financial Services Brexit.

  1. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.
  2. Westminster Equities (clone of FCA authorised firm)

    Warnings Published: 15/04/2010 Last modified: 21/11/2020
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  3. The FCA’s approach to Brexit: our preparations and our vision for the future

    Speeches Published: 19/07/2018 Last modified: 09/10/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK.
  4. Matchpoint Finance PLC (Clone of Ireland incorporated company)

    Warnings Published: 05/04/2017 Last modified: 05/04/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  5. Polen Capital Investment Funds / PCIF (Clone of FCA authorised firm)

    Warnings Published: 26/07/2017 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  6. Al-pha Bank (Clone of FCA Authorised Firm)

    Warnings Published: 17/05/2023 Last modified: 02/06/2023
    Al-pha Bank (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  7. Mitsui Asset Management (clone of FCA authorised firm)

    Warnings Published: 18/06/2010 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  8. James and Jenkins Consulting Group

    Warnings Published: 19/07/2019 Last modified: 19/07/2019
    James and Jenkins Consulting Group is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Welbeck Associates (clone of FCA authorised firm)

    Warnings Published: 20/04/2012 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  10. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.