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Showing 122 to 131 of 281 search results for 4th UK Financial Services Brexit.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. The Importance of Diversity

    Speeches Published: 05/02/2019 Last modified: 08/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.

  3. Sapien Capital Limited (Clone of FCA authorised firm)

    Warnings Published: 30/10/2014 Last modified: 10/05/2021
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  4. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

  5. FTO Capital/Financial Trading Online

    Warnings Published: 18/06/2018 Last modified: 18/06/2018
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  6. CP19/33: Quarterly Consultation Paper No 26

    Consultation papers Published: 06/12/2019 Last modified: 17/04/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook

  7. www.svsfx.com.cn (clone of FCA authorised firm)

    Warnings Published: 02/01/2014 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  8. Index Mergers and Acquisitions (www.index-ma.com)

    Warnings Published: 30/10/2012 Last modified: 10/12/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  9. FCA launches consultation on the regulation of international firms

    Press Releases Published: 23/09/2020 Last modified: 25/09/2020
    The FCA has launched a consultation on its approach to the authorisation and supervision of international firms operating in the UK.

  10. FCA FIRDS

    Markets Published: 01/02/2019 Last modified: 21/12/2022
    Information on our Financial Instruments Reference Data System (FCA FIRDS). Read more about how FCA FIRDS works.

  11. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.
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