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Showing 212 to 221 of 281 search results for 4th UK Financial Services Brexit.

  1. Atlantic Assets Trust (clone of EEA authorised firm)

    Warnings Published: 24/11/2020 Last modified: 24/11/2020
    Atlantic Assets Trust (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and
  2. Trading venues and systematic internalisers – changes in security statuses

    Markets policy Published: 21/12/2017 Last modified: 21/12/2022
    Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade.
  3. Key requirements of firms

    Firms Published: 30/09/2020 Last modified: 31/03/2022
    Firms should have prioritised these key requirements following the end of the transition period.
  4. The view from the regulator: developing our approach

    Speeches Published: 10/03/2017 Last modified: 10/03/2017
    Speech by Mary Starks, Director of Competition at the FCA, delivered at the AIC conference ‘Making choices in uncertain times’.
  5. Future Regulatory Framework (FRF) Review reforms

    Corporate documents Published: 09/12/2022 Last modified: 14/07/2023
    The Future Regulatory Framework Review aims to ensure the UK’s regulatory framework for financial services continues to be coherent, agile, and internationally respected.
  6. Bitmax4u (Clone of an EEA Authorised firm) Authorised firm)

    Warnings Published: 28/01/2021 Last modified: 28/01/2021
    Bitmax4u (Clone of an EEA Authorised firm) Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm
  7. Charles Randell speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Charles Randell, Chair of the FCA, delivered at our 2019 Annual Public Meeting.
  8. Finding opportunity in a world of uncertainty

    Speeches Published: 30/06/2022 Last modified: 30/06/2022
    Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.
  9. Building trust in sustainable investments

    Speeches Published: 23/11/2020 Last modified: 23/11/2020
    Speech by Richard Monks on building trust in sustainable investments.
  10. First Finance UK Ltd (clone of FCA authorised firm)

    Warnings Published: 21/12/2020 Last modified: 21/12/2020
    First Finance UK Ltd (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how