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Showing 82 to 91 of 281 search results for 4th UK Financial Services Brexit.

  1. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 04/08/2021
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market
  2. FCA launches further consultations ahead of the UK’s exit from the EU

    Press Releases Published: 23/11/2018 Last modified: 23/11/2018
    The Financial Conduct Authority (FCA) today published a further consultation on its approach to the UK’s exit from the EU. Today’s paper sets out additional proposals to prepare for the possibility the UK leaves the European Union on 29 March
  3. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.
  4. Transaction reporting

    Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
    We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.
  5. An update on our approach to authorisation and our Brexit preparations

    Speeches Published: 30/10/2018 Last modified: 30/10/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference.
  6. European Investment Trading

    Warnings Published: 04/11/2019 Last modified: 04/11/2019
    European Investment Trading is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Regulation for a different world

    Speeches Published: 06/05/2021 Last modified: 07/05/2021
    Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks.
  8. Evercore Consulting Group LLC

    Warnings Published: 21/12/2020 Last modified: 21/12/2020
    Evercore Consulting Group LLC is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. The future of financial conduct regulation

    Speeches Published: 23/04/2019 Last modified: 22/01/2021
    Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London
  10. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.