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Showing 2281 to 2290 of 2347 search results for Able Insurance Services Ltd.

  1. Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR

    Press Releases Published: 15/05/2014 Last modified: 22/03/2016
    Martins offers broking services for a wide range of financial products, including interest rates, foreign exchange and derivatives. ... This Act, which amended the Financial Services and Markets Act 2000 came into force on 1 April 2013.

  2. CT Markets (UK) Ltd / FX Markets (UK) Ltd / EliteFx Trader (UK) Ltd (Clone of FCA authorised firm)

    Warnings Published: 25/02/2021 Last modified: 02/08/2021
    CT Markets (UK) Ltd / FX Markets (UK) Ltd / EliteFx Trader (UK) Ltd (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary

  3. Financial Conduct Authority publishes first set of data under new complaints rules

    Press Releases Published: 26/04/2017 Last modified: 26/04/2017
    The Financial Conduct Authority (FCA) has published data on the number of complaints reported by firms under new rules which came into force on 30 June 2016.

  4. certifiedcryptoexpert.net / lawfinancialservices.com (Clone of FCA Authorised Appointed Representative)

    Warnings Published: 06/06/2024 Last modified: 06/06/2024
    certifiedcryptoexpert.net / lawfinancialservices.com (Clone of FCA Authorised Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be

  5. FCA fines Guaranty Trust Bank (UK) Ltd £525,000 for failures in its anti-money laundering controls

    Press Releases Published: 09/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Ltd (GT Bank) £525,000 for failings in its anti-money laundering (AML) controls for high risk customers between May 2008 and June 2010.

  6. Financial Consultants and Management Ltd / AC Financial Consulting Limited (clone of an FCA authorised firm)

    Warnings Published: 04/06/2024 Last modified: 24/06/2024
    Financial Consultants and Management Ltd / AC Financial Consulting Limited (clone of an FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you

  7. fxsadmiral.com / admiral-fx.com / admiralsfx.org / admiralsfx.com / admiralsfx.net (Clone of FCA Authorised Firm)

    Warnings Published: 17/10/2023 Last modified: 05/06/2024
    fxsadmiral.com / admiral-fx.com / admiralsfx.org / admiralsfx.com / admiralsfx.net (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you

  8. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

    News stories Published: 28/04/2014 Last modified: 28/04/2014
    all as it will not be able to assess suitability of the transaction as a whole. ... Some firms operated business models whereby all customers were treated as ‘insistent’ or seeking execution-only services.

  9. Investor First Trade / investorfirst.trade (Clone of Previously Authorised FCA Firm)

    Warnings Published: 29/08/2023 Last modified: 29/08/2023
    Investor First Trade / investorfirst.trade (Clone of Previously Authorised FCA Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  10. FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud

    Press Releases Published: 17/12/2007 Last modified: 08/11/2016
    The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in