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Financial Lives survey
Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services. -
Office for Professional Body Anti-Money Laundering Supervision (OPBAS)
OPBAS is the Office for Professional Body Anti-Money Laundering Supervision -
Cracking down on misleading credit brokers
The FCA researched different types of investors to decide the best techniques to reach different groups with the InvestSmart campaign. -
Financial Lives 2022 survey: Credit and loans [pdf]
These slides provide selected findings on credit and loans as part of the Financial LIves 2022 survey. -
Raising standards in new firms and financial promotions
The FCA has created a new function to help new firms improve their standards and protect consumers from bad practice. -
Statutory panels
The FCA consults on its work with independent statutory panels. Find out more about what each panel covers. -
GC19/3: Guidance for firms on the fair treatment of vulnerable customers [pdf]
Protecting vulnerable consumers is a key priority for the FCA. There are many different drivers of vulnerability, and our Financial Lives Survey showed that 50% of UK adults display one or more characteristics of being potentially vulnerable. -
Copy trading
Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management. -
Chief Executive
Read about the main responsibilities of the FCA Chief Executive. -
FCA fines and bans wife and bans husband financial advisor for lack of integrity
The Financial Conduct Authority (FCA) has banned Mrs Colette Chiesa and Mr John Chiesa from working in financial services for integrity failings. Additionally, Mrs Chiesa has been fined £50,000 for attempting to mislead the FCA during an FCA -
Innovation Hub: Market insights
The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service.