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Showing 672 to 681 of 17332 search results for About Financial Lives.

  1. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    About us How we operate Published: 23/01/2018 Last modified: 10/05/2024
    OPBAS is the Office for Professional Body Anti-Money Laundering Supervision
  2. Cracking down on misleading credit brokers

    About us What we do Published: 17/02/2023 Last modified: 17/02/2023
    The FCA researched different types of investors to decide the best techniques to reach different groups with the InvestSmart campaign.
  3. Financial Lives 2022 survey: Credit and loans [pdf]

    Financial Lives Published: 26/07/2023
    These slides provide selected findings on credit and loans as part of the Financial LIves 2022 survey.
  4. Raising standards in new firms and financial promotions

    About us What we do Published: 22/11/2022 Last modified: 30/11/2022
    The FCA has created a new function to help new firms improve their standards and protect consumers from bad practice.
  5. Statutory panels

    About us How we operate Published: 19/04/2016 Last modified: 05/06/2024
    The FCA consults on its work with independent statutory panels. Find out more about what each panel covers.
  6. GC19/3: Guidance for firms on the fair treatment of vulnerable customers [pdf]

    Guidance consultations Published: 23/07/2019 Last modified: 23/07/2019
    Protecting vulnerable consumers is a key priority for the FCA. There are many different drivers of vulnerability, and our Financial Lives Survey showed that 50% of UK adults display one or more characteristics of being potentially vulnerable.
  7. Copy trading

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management.
  8. Chief Executive

    About us Who we are Published: 06/04/2016 Last modified: 20/07/2022
    Read about the main responsibilities of the FCA Chief Executive.
  9. FCA fines and bans wife and bans husband financial advisor for lack of integrity

    Press Releases Published: 12/10/2017 Last modified: 12/10/2017
    The Financial Conduct Authority (FCA) has banned Mrs Colette Chiesa and Mr John Chiesa from working in financial services for integrity failings. Additionally, Mrs Chiesa has been fined £50,000 for attempting to mislead the FCA during an FCA
  10. Innovation Hub: Market insights

    Data Published: 10/01/2023 Last modified: 10/01/2023
    The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service.