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Showing 742 to 751 of 17332 search results for About Financial Lives.

  1. Financial Lives survey

    Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

  2. Transaction reporting

    Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
    We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

  3. Authorisation

    Firm authorisation Firms Last modified: 19/12/2023
    Authorisation landing page

  4. 66ex

    Warnings Published: 19/06/2024 Last modified: 19/06/2024
    66ex is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. Transparency

    How we operate Published: 06/04/2016 Last modified: 20/12/2021
    The FCA sets out to be as open and accountable as possible, so it can be scrutinised by consumers, firms and Parliament. To do this the FCA publishes information about regulated firms and individuals, or it requires firms and individuals to do so.

  6. High return investments – survey

    Last modified: 28/01/2020
    I was unsure about an investment opportunity that’s been presented to me. ... I’m going to speak to an FCA-approved financial adviser. I’m undecided.

  7. 2016 fines

    News stories Published: 02/01/2016 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

  8. 2020 fines

    News stories Published: 21/01/2020 Last modified: 02/12/2022
    This page contains information about enforcement fines published during the calendar year ending 2020.

  9. Firm specific complaints data

    Data Published: 19/10/2023 Last modified: 25/04/2024
    The FCA provides complaints data at firm level by different product categories. The data can be accessed through the firm specific sortable tables or downloaded in Excel.

  10. How to apply for authorisation or registration

    Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
    If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

  11. Financial Lives 2022 survey: Consumer investments and financial advice [pdf]

    Financial Lives Published: 26/07/2023
    These slides provide selected findings on consumer investments and financial advice as part of the Financial LIves 2022 survey.