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Showing 73 to 82 of 254 search results for Advice and Guidance section of the Financial lives.
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Financial Lives survey
Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services. -
Finding an adviser
How to find a financial adviser -
FCA publishes evaluation of its work on the financial advice market
FCA publishes evaluation of its work on the financial advice market. -
The regulation of advice – recommendations post FAMR
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version. -
Online trading scams
Find out how online trading scams work, how to avoid scams and what to do if you’re scammed. -
Limitations on debt permissions
If you are a full permission firm with the permission of debt adjusting and/or debt counselling with a ‘no debt management’ limitation, read how to review the limitations held to ensure they are appropriate for your business. -
Binary options scams
Find out how binary options work, how to avoid scams and what to do if you’re scammed. -
Forex trading scams
Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed. -
Pension reforms and insistent clients
Find out the FCA position following the pension reforms in 2015, and the steps to take when advising insistent clients. -
Innovation Hub: Market insights
The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service. -
TR14/12 - Enhanced transfer value pension transfers
The results from the review showed that some financial advisers appear to have provided ETV pension transfer advice without complying with the requirements and guidance in force at the time. ... This is a complex area of financial advice and there is not -
PS22/14: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme
We set out final rules for a redress scheme for former members of the British Steel Pension Scheme (BSPS) who transferred out after being given unsuitable advice to do so.