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Dear CEO letter: Implementing the Consumer Duty for closed products and services – life insurance [pdf]
Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline. -
Firm-level complaints data sortable table: 2023 H2
The data relates includes data from firms that report 500 or more complaints within this six month reporting period, or 1,000 or more for an annual reporting period. -
Sector Views - published January 2019
We need a view of how the financial system works as a whole, as well as within its individual sectors and markets. To develop this view, we divide the system into 7 sectors and monitor them continuously. -
Corrie Bauckham Batts Limited enters liquidation
On 20 April 2022, Corrie Bauckham Batts Limited entered liquidation. John Dean Cullen and Rachel Helen Lai of Menzies LLP were appointed as Joint Liquidators of Corrie Bauckham Batts Limited. -
Financial promotions quarterly data 2022 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022. -
Regulatory Decisions Committee (RDC)
The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee. -
Our approach to competition
The FCA promotes effective competition in the interests of consumers. -
Creating and sustaining cultures of compliance: insights from psychology and beyond
Similarly, having people sign declarations that they will report truthfully before they fill in tax returns or make insurance claims can reduce dishonesty. ... Conversely, there is some evidence from financial services markets that having sellers -
FCA publishes Call for Inputs on Big Data
Although the use of Big Data is developing across financial services, the FCA will focus on retail general insurance. ... Does Big Data foster or constrain competition? Does the FCA’s regulatory framework affect developments in Big Data in retail -
EU withdrawal: transition and financial regulation
Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner.