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Showing 751 to 760 of 1025 search results for Bellshill Insurance Services.

  1. Adviser Mark Abley pays £106k for poor pension transfer advice

    Press Releases Published: 26/06/2023 Last modified: 26/06/2023
    The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers.

  2. FCA reappoints Chair of the Financial Ombudsman Service for a second term

    News stories Published: 30/01/2023 Last modified: 30/01/2023
    Baroness Zahida Manzoor CBE has been reappointed as Chair of the Financial Ombudsman Service.

  3. FCA confirms extension of the Temporary Permission Regime deadline

    Press Releases Published: 24/05/2019 Last modified: 24/05/2019
    The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated

  4. CP23/12: Expansion of the Dormant Assets scheme – second phase

    Consultations Consultation papers Published: 22/05/2023 Last modified: 22/05/2023
    We are consulting on the second phase of the Dormant Assets Scheme (DAS).

  5. CP16/15: Capping early exit pension charges

    Consultation papers Published: 26/05/2016 Last modified: 26/05/2017
    treatment of long-standing customers in the life insurance sector. ... trade bodies representing financial services firms. consumer bodies. Our proposals are likely to be of most interest to those consumers with personal pensions who, after our rules

  6. UBS fined £9.45m for failings in its sale of an AIG fund

    Press Releases Published: 12/02/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.

  7. Cyber and technology resilience in UK financial services

    Speeches Published: 27/11/2018 Last modified: 14/01/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London.

  8. Information on Temporary Permission Regime (TPR) - January 2021

    FOI Release Date of Release: 29/01/2021
    The FCA responds multiple questions on the Temporary Permissions Regime.

  9. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

  10. Supreme Court judgment in FCA’s business interruption insurance test case

    Press Releases Published: 15/01/2021 Last modified: 15/01/2021
    The Supreme Court has delivered its judgment in the Financial Conduct Authority’s (FCA)’s business interruption insurance test case.
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