Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1381 to 1389 of 1389 search results for Binance Investment Ltd.

  1. Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998

    Decisions and notices Notices and decisions Published: 22/05/2019 Last modified: 22/05/2019
    On 21 February 2019, the FCA decided that 3 asset management firms, Hargreave Hale Ltd, Newton Investment Management Limited and River and Mercantile Asset Management LLP (RAMAM), breached competition law. They shared strategic information during a

  2. Quilter Cheviot Investment Management / Quilter plc / Quilter Private Client Advisers (clone of FCA authorised firm)

    Warnings Published: 18/10/2019 Last modified: 20/05/2021
    Quilter Cheviot Investment Management / Quilter plc / Quilter Private Client Advisers (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why

  3. Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions

    News stories Published: 18/02/2020 Last modified: 21/02/2020
    On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick

  4. Investec Plc / Investec Asset Management (clone of FCA authorised firms and UK registered company)

    Warnings Published: 28/10/2020 Last modified: 26/04/2022
    Investec Plc / Investec Asset Management (clone of FCA authorised firms and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary

  5. Zurich Assurance Company Limited / Zurich Global Relationship Management / Zurich Fixed Rates (clone of FCA authorised firm)

    Warnings Published: 31/01/2022 Last modified: 09/06/2022
    Zurich Assurance Company Limited / Zurich Global Relationship Management / Zurich Fixed Rates (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find

  6. FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function

    Press Releases Published: 22/09/2015 Last modified: 14/11/2016
    Keydata Investment Services Ltd (Keydata) designed and sold investment products to retail investors via IFAs. ... The paper confirmed that firms should not promote traded life policy investments to ordinary retail clients.

  7. See The Best Fixed Rates Today / See My Fixed Rates / See Fixed Rates (clone of Authorised Representative)

    Warnings Published: 18/08/2021 Last modified: 08/09/2021
    See The Best Fixed Rates Today / See My Fixed Rates / See Fixed Rates (clone of Authorised Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should

  8. Koyo Loans Services Limited / Koyo Loans Private Lending / Koyo Loans UK Ltd / Koyo Loan Finance Ltd (Clone of FCA authorised firm)

    Warnings Published: 14/06/2021 Last modified: 26/10/2022
    Koyo Loans Services Limited / Koyo Loans Private Lending / Koyo Loans UK Ltd / Koyo Loan Finance Ltd (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.

  9. Legal & General / Legal & General Dynamic Bond / Legal & General UK Bond / Legal & General Guaranteed Return Bond (clone) (clone of FCA authorised firm)

    Warnings Published: 15/06/2020 Last modified: 29/03/2021
    Legal & General / Legal & General Dynamic Bond / Legal & General UK Bond / Legal & General Guaranteed Return Bond (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to