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Showing 1031 to 1040 of 1052 search results for Binance Markets Limited.

  1. Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers

    Multi-firm reviews Published: 23/09/2022 Last modified: 23/09/2022
    We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.

  2. FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes

    Finalised guidance Published: 04/03/2016 Last modified: 04/03/2016
    In September 2015 we consulted on proposed guidance on our approach to ring-fencing transfer schemes (RFTSs ) and, more generally, our key responsibilities in supporting the wider implementation of ring-fencing in the UK.

  3. FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly

    Press Releases Published: 24/02/2015 Last modified: 24/02/2015
    Georgina Philippou, Acting Director of Enforcement and Market Oversight at the FCA, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  4. FCA, PRA and Bank of England set out plan to improve diversity and inclusion in regulated firms

    Press Releases Published: 07/07/2021 Last modified: 07/07/2021
    The FCA, PRA and Bank of England have opened a discussion with stakeholders on ambitious plans to improve diversity and inclusion in financial services, to achieve better outcomes for consumers and across markets.

  5. Loans 4 All Needs/ Loans 4 All Your Needs PVT Ltd/ Loans For All Needs (clone of FCA authorised firm)

    Warnings Published: 18/12/2017 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  6. Saxo Bank/ Saxo Capital/ Saxo Advisory (Clone of an EEA Authorised firm and an FCA authorised firm)

    Warnings Published: 29/09/2020 Last modified: 01/11/2023
    Saxo Bank/ Saxo Capital/ Saxo Advisory (Clone of an EEA Authorised firm and an FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be

  7. FCA takes action against Darren Reynolds and Andrew Deeney of Active Wealth for dishonest pension transfer advice

    Press Releases Published: 28/09/2023 Last modified: 28/09/2023
    The FCA has decided to fine Mr Reynolds of Active Wealth (UK) Limited (Active Wealth) £2,212,316 and ban him from working in financial services. Mr Deeney was fined £397,400 and banned from working in financial services.

  8. FCA fines Guaranty Trust Bank (UK) Limited £7.6 million for further failures in its anti-money laundering systems and controls

    Press Releases Published: 10/01/2023 Last modified: 10/01/2023
    The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Limited (GT Bank) £7,671,800 for serious weaknesses in its anti-money laundering (AML) systems and controls between October 2014 and July 2019.

  9. FCA review finds that most mortgage customers get suitable advice but “scope for improvement”

    Press Releases Published: 09/07/2015 Last modified: 09/07/2015
    a market study in early 2016 on those aspects of the mortgage market that are not working in consumers’ interests. ... The FCA has anoverarching strategic objective of ensuring the relevant markets function well.

  10. CT Markets (UK) Ltd / FX Markets (UK) Ltd / EliteFx Trader (UK) Ltd (Clone of FCA authorised firm)

    Warnings Published: 25/02/2021 Last modified: 02/08/2021
    CT Markets (UK) Ltd / FX Markets (UK) Ltd / EliteFx Trader (UK) Ltd (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary
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