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Showing 141 to 150 of 1051 search results for Binance Markets Limited.

  1. Final Notice 2022: Sigma Broking Limited [pdf]

    Final notices Published: 06/10/2022
    This Final Notice (Sigma Broking Limited) refers to breaches of SUP 17, SUP 15, PRIN 3 and Article 16 of MAR related to market abuse and transaction reporting failures in the trading firm sector. We imposed a financial penalty.
  2. Fund objectives working group

    Investment managers Published: 08/09/2017 Last modified: 16/02/2023
    See how the fund objectives working group has been set up to consider ways to improve the usefulness of fund objectives for investors.
  3. The future of LIBOR

    Speeches Published: 27/07/2017 Last modified: 27/07/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at Bloomberg London.
  4. Market Watch 69

    Newsletters Published: 17/05/2022 Last modified: 17/05/2022
    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.
  5. Securitisation Repositories

    Markets Markets policy Published: 20/09/2020 Last modified: 10/01/2024
    A Securitisation Repository (SR) is a legal entity that centrally collects and maintains the records of securitisations. Read more on how to apply.
  6. Authorisation and registration application fees

    Firm authorisation Published: 07/08/2017 Last modified: 21/11/2023
    Find out how much your firm’s application fee will be to become authorised by us, or registered with us.
  7. FC Markets Limited / FCMarkets Ltd (Clone of FCA Authorised Firm)

    Warnings Published: 29/12/2021 Last modified: 04/08/2022
    FC Markets Limited / FCMarkets Ltd (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  8. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    scope for improvements, for example through correcting market failures to empower the process of competition. ... What we are trying to do is develop a realistic approach to analysing markets and developing solutions to market failures that, to the
  9. Markets DL (clone of FCA authorised firm)

    Warnings Published: 16/09/2016 Last modified: 16/09/2016
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  10. RDR & FAMR Review Roadshows

    Events Last modified: 01/05/2019
    Following the publication of our Call for Input, which marks the start of our Retail Distribution Review/Financial Advice Market Review, we are holding a series of afternoon events across the United Kingdom where we are seeking your input and