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Showing 341 to 350 of 1052 search results for Binance Markets Limited.

  1. FCA fines bond trader £60,000 for market abuse

    Press Releases Published: 22/11/2017 Last modified: 22/11/2017
    The Financial Conduct Authority (FCA) has imposed on Paul Walter, a former Bank of America Merrill Lynch International Limited (BAML) bond trader, a financial penalty of £60,090 for engaging in market abuse.

  2. Duty calls: Future-proofing finance for everyone

    Press Releases Published: 28/12/2023 Last modified: 03/01/2024
    Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

  3. HYCM Option (Clone of authorised firm)

    Warnings Published: 11/10/2019 Last modified: 25/08/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  4. Making innovation work for firms and consumers

    Speeches Published: 29/05/2014 Last modified: 16/07/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at Bloomberg, London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

  6. FCA fines Threadneedle Asset Management Limited £6m

    Press Releases Published: 15/12/2015 Last modified: 15/12/2015
    The Financial Conduct Authority (FCA) has fined Threadneedle Asset Management Limited (TAML) £6,038,504 for failing to put in place adequate controls in the fixed income area of its front ... The FCA has an overarching strategic objective of ensuring

  7. How consumers use their credit cards

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    Our research into how consumers use their credit cards and their patterns for repayment.

  8. PS19/7: Finalising the Directory

    Policy statements Published: 08/03/2019 Last modified: 08/03/2019
    This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our

  9. Final Notice: Interactive Brokers (UK) Limited [pdf]

    Final notices Published: 25/01/2018
    This final notice refers to breaches of PRIN 3 and SUP 15.10.2R relating to poor market abuse controls and failure to report suspicious client transactions. We imposed a fine.

  10. Information on general insurance - October 2022

    FOI Release Date of Release: 17/10/2022
    FCA provides information on Acquisition of general insurance brokers approved and declined.
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