Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 391 to 400 of 1052 search results for Binance Markets Limited.

  1. The new pension flexibilities – update from the FCA

    Statements Published: 30/06/2015 Last modified: 12/04/2024
    An update on FCA activity on pension flexibilities.
  2. GMGFX (clone of FCA authorised firm)

    Warnings Published: 04/03/2020 Last modified: 21/11/2020
    GMGFX (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect
  3. First Supervisory Notice 2023: David Stock & Co Limited [pdf]

    Supervisory notices Published: 19/05/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on David Stock & Co Limited
  4. cpttltd.com (Clone of FCA authorised firm)

    Warnings Published: 14/06/2024 Last modified: 14/06/2024
    cpttltd.com (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  5. Whistleblowing qualitative assessment survey 2022

    Data Published: 04/05/2023 Last modified: 04/05/2023
    This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to
  6. Transaction data throws new light on corporate bond liquidity

    Insight Published: 02/09/2016 Last modified: 17/02/2017
    That bond markets pose specific liquidity challenges for investors is certainly not in any serious dispute. ... Commentators have instead tended to rely on useful, but limited proxy measures for answers.
  7. FCA sets out findings against Link Fund Solutions

    Press Releases Published: 11/04/2024 Last modified: 11/04/2024
    Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA.
  8. Update on the FCA’s work on retirement income

    News stories Published: 06/06/2014 Last modified: 09/06/2014
    to be working well, such as the limited choices on offer for those with small pension pots. ... For example the issue around limited choice in the annuity market for people with small pension pots is less of a concern now, given alternatives available to
  9. Creditworthiness and affordability: common misunderstandings

    Tasks for regulated firms Published: 26/06/2015 Last modified: 10/02/2023
    There are some common misconceptions among consumer credit firms as to what the FCA rules on creditworthiness and affordability mean. They explain some of the main points and what firms should do to comply with their rules.
  10. IPO-FX / Skylon Investments (Clone of FCA recognised product and UK incorporated company)

    Warnings Published: 23/01/2020 Last modified: 12/07/2021
    IPO-FX / Skylon Investments (Clone of FCA recognised product and UK incorporated company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of