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First Supervisory Notice 2023: Wilton Corporate Finance Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Wilton Corporate Finance -
Information on cryptoasset exchange services in the UK - May 2022
The FCA provides information on cryptoasset exchange services in the UK. -
Shore Capital Markets / Shore Capital Markets UK (Clone of UK registered company)
Shore Capital Markets / Shore Capital Markets UK (Clone of UK registered company) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Credo Global Markets / Credo GM (clone of FCA authorised firm)
Credo Global Markets / Credo GM (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised -
Former equities trader pleads guilty to insider dealing
Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading. -
Restricted US share scams
Find out how restricted US shares work, how to tell if it is a scam, what you can do to protect yourself and what to do if you have been scammed. -
Consumer Duty implementation plans
The Consumer Duty will set higher and clearer standards of consumer protection across financial services and require firms to act to deliver good outcomes for customers. The FCA sets out here the findings from their review of firms’ plans to embed -
General insurance pricing attestation multi-firm review
Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure). -
FCA consults on strengthening investor protections in SPACs
The FCA has launched a consultation on proposed changes to its Listing Rules for certain special purpose acquisition companies (SPACs). -
The regulation of advice – recommendations post FAMR
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.