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Showing 781 to 790 of 1052 search results for Binance Markets Limited.

  1. DP15/7: Our approach to SMEs as users of financial services

    Discussion papers Published: 27/11/2015 Last modified: 25/08/2016
    They can be exposed to risk at the point of purchase due to product complexity, limited choice or poorly managed expectations.

  2. CP21/7 A new UK prudential regime for MiFID investment firms

    Consultation papers Published: 19/04/2021 Last modified: 01/06/2021
    We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  3. FCA publishes Decision Notice against Jon Frensham for non-financial misconduct

    Press Releases Published: 29/03/2021 Last modified: 29/03/2021
    The FCA has published a Decision Notice in respect of Jon Frensham (formerly known as Jonathan James Hunt), an independent financial adviser and the sole director at Frensham Wealth Limited.

  4. FCA fines and bans former Investment Analyst at Aviva Investors

    Press Releases Published: 17/11/2015 Last modified: 03/09/2016
    The Financial Conduct Authority (FCA) has today fined Mothahir Miah, a former Investment Analyst at Aviva Investors Global Services Limited (Aviva Investors), £139,000 and banned him from performing any function ... The FCA has an overarching strategic

  5. FCA bans director from working in financial services after violent criminal conviction

    Press Releases Published: 14/11/2022 Last modified: 14/11/2022
    We have banned Mr Ashkan Zahedian from working in financial services following his conviction for serious, violent offences

  6. FCA sets out its approach to financial promotions in social media

    Press Releases Published: 06/08/2014 Last modified: 06/08/2014
    One generally accepted way to do this, for character-limited media, is the use of #ad in online posts. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  7. Proceeds of fraud - Detecting and preventing money mules

    Multi-firm reviews Published: 19/10/2023 Last modified: 13/11/2023
    We share the key findings from our review of payment account providers’ systems and controls against money mule activity.

  8. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

  9. FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor

    Press Releases Published: 06/01/2015 Last modified: 08/11/2016
    FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  10. TIO Market Trading/ Tiomarkets-trading.com (Clone of FCA Authorised firm)

    Warnings Published: 28/09/2023 Last modified: 28/09/2023
    TIO Market Trading/ Tiomarkets-trading.com (Clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
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