Search results
Showing 831 to 840 of 1052 search results for Binance Markets Limited.
-
FCA publishes Decision Notice against financial adviser for pension transfer advice failings
The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services -
FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches
The Financial Conduct Authority (FCA) has fined SEI Investments (Europe) Limited (SEI) for failings in relation to its protection of client money. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Financial Lives 2020 survey: the impact of coronavirus
The Executive Summary for the FCA’s Financial Lives 2020 survey and October 2020 Covid-19 panel survey. -
Money Supermarket / Money Supermarket Bonds (clone of FCA authorised firm)
Money Supermarket / Money Supermarket Bonds (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans
On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013. -
Individual sentenced for role in operating unauthorised collective investment scheme
Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)
We are consulting on changes to our Handbook because of the changes introduced by the EU Benchmarks Regulation and the UK Benchmarks Regulations 2018. -
Authorised fund managers’ assessments of their funds’ value
This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate. -
FCA updates on its Sustainability Disclosure Requirements (SDR) and investment labels consultation
The FCA sets out some of the feedback on our proposals and our next steps, including timing of the Policy Statement. -
Supervisory flexibility on RTS 27 reports and 10% depreciation notifications
We are putting in place temporary measures with respect to RTS 27 reports and 10% depreciation notifications while we consult on changes to these requirements later this Spring.