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Showing 921 to 930 of 1052 search results for Binance Markets Limited.

921. Aberdeen Asset Managers and Aberdeen Fund Management fined £7.2 million for failing to protect client money

     Press Releases Published: 03/09/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has fined Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited (Aberdeen) £7,192,500 for failing to identify, and therefore properly protect, client money placed in Money Market Deposits (MMDs)

922. Wholesale banks and asset management cyber multi-firm review findings

     Multi-firm reviews Published: 10/12/2018 Last modified: 10/12/2018
     In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors. The firms we selected varied in terms of their size, scale, operating models and geography. These

923. Upper Tribunal upholds the Financial Conduct Authority’s decision to fine and ban Charles Palmer former CEO of adviser network

     Press Releases Published: 09/08/2017 Last modified: 09/08/2017
     On 8 August 2017, the  Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Charles Palmer, former CEO of Financial Limited and Investments Limited (“the Firms”), from performing FCA significant influence functions. 

924. The Financial Conduct Authority warns clients of three debt management firms to review their debts

     Press Releases Published: 21/05/2015 Last modified: 08/11/2016
     The debt management firms are Sterling Financial Security Limited (Sterling), Haydon Associates Debt Management Consultants Limited (Haydon) and Clear View Finance Limited (Clear View). ... The FCA has an overarching strategic objective of ensuring the

925. Voluntary Application for the Imposition of Requirements: Tokio Marine Kiln Insurance Limited and Tokio Marine Kiln Syndicates Limited [pdf]

     Requirement notices Published: 14/01/2021
     Imposition of new requirements pursuant to Section 55l(5) and Section 55m(5) of the Financial Services and Markets Act 2000

926. National campaign will target those most at risk of investment fraud, says FCA

     Press Releases Published: 15/10/2014 Last modified: 12/04/2024
     Using funds recovered from the proceeds of crime, the FCA has launched a national campaign to warn people about investment fraud and how to spot a potential scam.

927. Upper Tribunal publishes decision on Linear Investments Limited in relation to penalty imposed by FCA

     Press Releases Published: 10/04/2019 Last modified: 10/04/2019
     The Upper Tribunal has published its decision on the reference made by Linear Investments Limited (Linear) in relation to the penalty imposed by the Financial Conduct Authority (FCA).

928. Understanding approaches to D&I in financial services

     Multi-firm reviews Published: 12/12/2022 Last modified: 13/12/2022
     The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their

929. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

     Press Releases Published: 15/04/2015 Last modified: 15/04/2015
     Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... As a result of this, the Firms are systemically important to the UK market.

930. Productive finance working group publishes recommendations addressing the barriers to investment in less liquid assets

     Press Releases Published: 27/09/2021 Last modified: 27/09/2021
     The Productive Finance Working Group has today published a series of recommendations which could facilitate greater investment in longer-term, less liquid assets. The Group is industry led, co-chaired by the Governor of the Bank, the Chief Executive