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Showing 961 to 970 of 1052 search results for Binance Markets Limited.
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Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert
We also set out the failings we have encountered, which firms in this market should carefully consider. ... Firms operating in this market need to be particularly careful to ensure their advice is suitable. -
FCA bans Simon Hughes for failures in advice given to British Steel Pension Scheme Members
The FCA has banned Simon Hughes of S&M Hughes Limited (in liquidation) from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm. -
State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings
State Street UK means State Street Bank Europe Limited and State Street Global Markets International Limited. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
FCA fines LBGI £90 million for failures in communications for home insurance renewals between 2009 and 2017
The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure that language contained within -
Payday lender Cash Genie to provide £20 million redress to over 92,000 customers
Ariste Holding Limited also traded under the brands www.txtmecash.co.uk and www.paydayiseveryday.co.uk. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading
The FCA has fined The TJM Partnership Limited (in liquidation) £2,038,700 for failing to ensure it had effective systems and controls to identify and reduce the risk of financial crime and money laundering in its business. This is the third case -
Consumer redress scheme opens – card security product holders have until March 2016 to claim compensation
reporting the matter, customers were only liable for unauthorised transactions in limited circumstances. ... Lloyds Bank Plc. Northern Bank Limited trading as Danske Bank. Santander UK plc. -
GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan
Separately, under our Mortgage Market Review, new rules for new mortgages contracts will come into effect in April 2014. ... give customers enough time to consider maturity options, especially if the firm’s range of options is limited or if customers -
Compare The Market Bonds / Compare Meerkat / compare-meerkat.com/ comparethemarketrates.com / Comparethemarket-optin.com (clone of FCA authorised firm)
Compare The Market Bonds / Compare Meerkat / compare-meerkat.com/ comparethemarketrates.com / Comparethemarket-optin.com (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to -
FSA fines Willis Limited £6.895 million for anti-bribery and corruption systems and controls failings
The Financial Services Authority (FSA) has fined Willis Limited £6.895 million for failings in its anti-bribery and corruption systems and controls.