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Statement from the Prudential Regulation Authority announces changes to depositor and policyholder protection
The Prudential Regulation Authority (PRA) is today announcing changes to depositor and policyholder protection provided by the Financial Services Compensation Scheme (FSCS). For the majority of depositors currently covered by the FSCS, the existing -
Reforms will make financial advice and guidance work better for consumers
The report also urges the government to explore ways to improve the existing income tax and National Insurance exemption for employer-arranged pension advice. -
Information on enforcement investigations opened against individuals (SMR) - May 2022
The FCA provides data on enforcement investigations opened against individuals (SMR). -
WVH Ethical / WVH Wealth Management / WVH Sustainable Portfolios (Clone of EEA Authorised Firm)
WVH Ethical / WVH Wealth Management / WVH Sustainable Portfolios (Clone of EEA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of -
Free trade in financial services and global regulatory standards: friends not rivals
Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference. -
Further details of Independent Investigation of Connaught Income Fund Series 1 announced
Raj Parker has announced that the independent investigation into the approach to, implementation and oversight of the Connaught Income Fund Series 1 (the Fund) is now up and running and is inviting affected individuals to get in touch. -
Capital International Management Company / CIMC (Clone of EEA Authorised firm)
Capital International Management Company / CIMC (Clone of EEA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with -
Diamond Futurity Fund/DFF (Ireland) Limited (clone of FCA authorised fund)
Diamond Futurity Fund/DFF (Ireland) Limited (clone of FCA authorised fund) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
Gerhard Moser Investment Capital Holdings (clone of EEA authorised firm) / GM Capital Holdings
Gerhard Moser Investment Capital Holdings (clone of EEA authorised firm) / GM Capital Holdings is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of -
PS22/13: Calculating redress for non-compliant pension transfer advice
We set out the changes to our methodology for calculating redress for consumers who suffered financial loss from transferring from a defined benefit to a defined contribution pension scheme following non-compliant advice. This includes former