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Showing 3901 to 3910 of 4159 search results for Blue Insurance.

  1. Sheree Howard appointed as FCA Executive Director of Risk and Compliance Oversight

    Press Releases Published: 20/09/2019 Last modified: 20/09/2019
    The Financial Conduct Authority (FCA) has today announced that Sheree Howard has been appointed as Executive Director of Risk and Compliance Oversight (R&CO).
  2. Wellesley Property Group / Wellesley Group Limited (Clone of FCA authorised firm)

    Warnings Published: 10/06/2019 Last modified: 28/08/2020
    Wellesley Property Group / Wellesley Group Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with
  3. How to report Appointed Representatives data – information for principal firms

    Firm authorisation Published: 11/07/2023 Last modified: 26/10/2023
    Read about the data principal firms must report to the FCA about their appointed representatives (ARs).
  4. City Accountants and Business Advisors Limited (clone of FCA Exempt firm)

    Warnings Published: 25/05/2022 Last modified: 25/05/2022
    City Accountants and Business Advisors Limited (clone of FCA Exempt firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  5. DP Financial Solutions / dpfinancialsolutionsltd.co.uk (clone of Appointed Representative)

    Warnings Published: 14/10/2021 Last modified: 28/10/2021
    DP Financial Solutions / dpfinancialsolutionsltd.co.uk (clone of Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of
  6. Retail intermediary market interactive analysis 2021

    Data Published: 21/07/2022 Last modified: 21/07/2022
    This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2021 data drawn from the Retail Mediation Activities Return (RMAR).
  7. HG Financial Management Co - Huber Gustav (clone firm) (clone of FCA authorised firm)

    Warnings Published: 11/06/2019 Last modified: 11/06/2019
    HG Financial Management Co - Huber Gustav (clone firm) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing
  8. TR13/9 - Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls: Asset Management and Platform Firms

    Thematic reviews Published: 31/10/2013 Last modified: 30/08/2015
    Although previous regulatory action relating to anti-money laundering (AML) and anti-bribery and corruption (ABC) systems and controls failings has focused on the banking and insurance sectors, there are significant
  9. Investors in the EEA Life Settlements Fund should consider making a complaint now

    News stories Published: 24/09/2014 Last modified: 24/09/2014
    The EEA Life Settlements Fund is an unregulated collective investment scheme made up of traded life insurance policies (TLPIs), based in Guernsey and previously listed on the Channel Islands Securities Exchange.
  10. FCA fines Policy Administration Services Ltd £2.8 million for poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd

    Press Releases Published: 03/07/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Policy Administration Services Limited (PAS) £2,834,700 for poor complaints handling between June 2009 and September 2011, including failing to identify the root causes of recurring issues and put