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CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects
Consultation Paper 15/25 [PDF]. This consultation affects all firms with permission to effect or carry out insurance contracts that fall out of scope of the Solvency II Directive (or of -
Information on claims management companies who have registered for full authorisation - April 2020
The FCA provides information on claims management companies who have registered for full authorisation in Application Period One (1 April 2019 to 31 May 2019) -
FCA calls on firms to act following review of costs and charges disclosure in the investment sector
The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted -
TR14/8 - Insurers’ management of claims – household and retail travel
The emergency assistance activities of travel insurers and the need for the right insurance. ... Insurance in relation to medical conditions (travel). Consumer outcomes in long chains of delegation. -
The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator
The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification -
FCA clarifies fairer treatment of regular premium PPI complaints and proposes new mailing requirements
The FCA has today issued final guidance that clarifies its expectations about the handling of certain regular premium payment protection insurance (PPI) complaints. -
FSA fines Willis Limited £6.895 million for anti-bribery and corruption systems and controls failings
The Financial Services Authority (FSA) has fined Willis Limited £6.895 million for failings in its anti-bribery and corruption systems and controls. -
Quadriga Asset Management (Clone of formerly EEA authorised firm) (clone of FCA authorised firm)
Quadriga Asset Management (Clone of formerly EEA authorised firm) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary -
Compare The Market Bonds / Compare Meerkat / compare-meerkat.com/ comparethemarketrates.com / Comparethemarket-optin.com (clone of FCA authorised firm)
Compare The Market Bonds / Compare Meerkat / compare-meerkat.com/ comparethemarketrates.com / Comparethemarket-optin.com (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to -
Advisory Broker Services / Advisory Broker Trading / AB Services (clone of EEA Authorised firm)
Advisory Broker Services / Advisory Broker Trading / AB Services (clone of EEA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of