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Showing 541 to 550 of 4159 search results for Blue Insurance.

  1. MiFID II: retail investment advice firms

    Tasks for regulated firms Published: 09/01/2018 Last modified: 21/12/2022
    A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018.
  2. Apply to become a home finance provider

    Firm authorisation Published: 28/04/2020 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you’re a non-bank lender, lifetime mortgage provider or third-party mortgage administrator.
  3. Senior management functions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
    Learn about senior management functions (SMFs) and how we assess them.
  4. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 
  5. Listing Transactions – Russia and Belarus sanctions confirmation

    Markets Published: 17/07/2023 Last modified: 17/07/2023
    Confirmations the FCA needs about the effect of sanctions before it can begin work on a vetting, guidance or listing application request.
  6. General insurance sector conference

    News stories Published: 02/06/2014 Last modified: 26/10/2020
    At our first general insurance sector conference on 2 June 2014 we discussed our strategy for general insurance conduct regulation and key conduct issues for the sector.
  7. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.
  8. Business interruption insurance test case: Defence of Zurich Insurance Plc [pdf]

    Corporate documents Published: 24/06/2020
    he Defendants to the business interruption insurance test case have now served their Defences. These state each Defendant’s written case, in response to the FCA’s Particulars of Claim. This is the defence for Zurich Insurance Plc.
  9. 2017 fines

    News stories Published: 31/01/2017 Last modified: 07/03/2019
    This table contains information about fines published during the calendar year ending 2017. The total amount of fines is £229,515,303. 
  10. Impact assessment: Rules applicable to firms who are within the scope of the Insurance Distribution Directive [PDF] [pdf]

    Impact assessments Published: 04/07/2019
    This impact assessment relates to rules applicable to firms who are within the scope of the Insurance Distribution Directive (IDD). It has been verified by the Regulatory Policy Committee.