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Showing 311 to 320 of 1299 search results for Blue Insurance Limited.
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FCA Final Notice 2013: Berkeley Consultants (UK) Limited [pdf]
This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation. -
Appointed representatives and networks
Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business. -
PDL Finance Limited (clone) (clone of FCA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
Electronic Communications Exclusion (ECE)
Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you. -
Norde Bank / Norde Limited (Clone firm) (clone of FCA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
FCA winds up a boiler room
If you are called out of the blue by someone seeking to sell you shares our advice is to put the phone down.”. ... The previous press release on First Capital Wealth. More information on First Capital Wealth Limited:. -
Transaction reporting fines
Find out how the FCA are able to effectively monitor for market abuse. -
RMA-G Training and competence: FAQs
RMA-G Training and competence: FAQs -
Retirement Income Advice Assessment Tool (RIAAT)
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Reporting obligation
Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.