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Showing 172 to 181 of 375 search results for Brexit Summit.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.

  3. Regulation in a changing world

    Speeches Published: 21/10/2019 Last modified: 21/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.

  4. Recovery plan template

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    The FCA have created a suggested template for firms to submit individual and group recovery plans subject to simplified obligations to us.

  5. The New Market Infrastructure

    Speeches Published: 16/05/2014 Last modified: 29/11/2016
    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Transitional provisions and regimes

    Firms Published: 01/10/2020 Last modified: 31/03/2022
    Find out about the transitional provisions and regimes that are operating, following the end of the transition period.

  7. Enforcement and Credible Deterrence in the FCA [pdf]

    Published: 18/06/2013 Last modified: 19/06/2013
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime, the FCA, at the Thompson Reuters Compliance & Risk Summit, London.

  8. EU withdrawal: transition and financial regulation

    Speeches Published: 28/03/2018 Last modified: 28/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner.

  9. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

  10. UCITS Remuneration Code (SYSC 19E)

    Tasks for regulated firms Published: 25/05/2016 Last modified: 10/02/2023
    FCA provides information on the Code (SYSC 19E) that applies to management companies of undertakings for collective investment in transferable securities (UCITS).

  11. Statements of Policy on the operation of the MiFID transparency regime

    Statements Published: 04/03/2019 Last modified: 29/08/2023
    Statements of Policy outlining how the FCA will operate the MiFID transparency regime, if the UK leaves the EU without an implementation period.
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