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Showing 1022 to 1031 of 2625 search results for Brexit consultations.

  1. FSA - PS12/3 [pdf]

    Policy statements Published: 27/02/2012 Last modified: 12/09/2014
    Policy FSA - PS12/3 - This Policy Statement reports on the main issues arising from Consultation Paper 11/26 (Distribution of retail investments: RDR Adviser Charging – treatment of legacy assets) and publishes final guidance.
  2. PS13/6 - FCA regulated fees and levies 2013/14 - Including feedback on CP13/1 and ‘made rules’ [pdf]

    Policy statements Published: 28/06/2013 Last modified: 28/06/2013
    In this Policy Statement we report on the main issues arising from Consultation Paper 13/1 (FCA Regulated fees and levies: Rates proposals 2013/14) and publish the final rules.
  3. FSA - PS12/9 [pdf]

    Policy statements Published: 25/05/2012 Last modified: 30/05/2013
    Policy FSA - PS12/9 - This Policy Statement reports on the main issues arising from our Consultation Paper 11/28 – 'UK implementation of Amending Directive 2010/73/EU' – and publishes a draft statutory instrument and FSA near-final rules.
  4. FSA - PS12/22 [pdf]

    Policy statements Published: 14/12/2012 Last modified: 30/05/2013
    Policy FSA - PS12/22 - This Policy Statement reports on the main issues arising from Consultation Paper 12/17 Packaged bank accounts – New ICOBS rules for the sale of non-investment insurance contracts (July 2012) and publishes final rules.
  5. FSA - PS12/23 [pdf]

    Policy statements Published: 14/12/2012 Last modified: 30/05/2013
    Policy FSA - PS12/23 - This Policy Statement summarises feedback received in relation to Part I of Consultation Paper 12/22 (CP12/22) and publishes final rules making changes required under the European Market Infrastructure Regulation (EMIR).
  6. FSA - PS12/13 [pdf]

    Policy statements Published: 27/07/2012 Last modified: 30/05/2013
    Policy FSA - PS12/13 - We are publishing this Policy Statement to summarise the responses received and policy conclusions reached in relation to Consultation Paper CP11/19 (Financial resources requirements for recognised bodies). We also present our
  7. FSA - FG12/12 [pdf]

    Finalised guidance Published: 25/04/2012 Last modified: 20/10/2014
    In November 2011, we published guidance for consultation strongly recommending that TLPIs should not reach the vast majority of retail clients in the UK. Having carefully considered all the responses we have received, we now publish the finalised
  8. PS13/10 - CRD IV for Investment Firms [pdf]

    Policy statements Published: 13/12/2013 Last modified: 03/01/2014
    We have consulted on our proposed changes to the FCA Handbook arising from the transposition of CRD IV. We are now setting out our feedback to the responses we received to our consultations – in CPs 13/6, 13/9 (Chapter 16) and 13/12 (together the
  9. Primary Market Technical Note 607.1 (consultation version): Global Depositary Receipts (GDRs) [pdf]

    UK Listing Authority Published: 24/06/2021
    The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most
  10. FSA - FG12/6 [pdf]

    Finalised guidance Published: 29/02/2012 Last modified: 20/10/2014
    Our consultation was issued in response to observing an increasing trend of banks looking to improve liquidity by entering into new types of collateral upgrade transactions: in particular those transactions where banks look to access the liquidity