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Showing 1062 to 1071 of 2625 search results for Brexit consultations.

  1. Short selling restrictions and prohibitions

    Markets Short selling Published: 17/03/2020 Last modified: 12/08/2022
    Find out the current short selling restrictions or prohibitions.
  2. FSA - CP12/28 [pdf]

    Consultation papers Published: 29/10/2012 Last modified: 12/09/2014
    Consultation FSA - CP12/28 - The annual consultation is relevant to all authorised firms and other bodies that pay fees to us and levies to the FSCS, FOS and Money Advice Service.
  3. FSA - CP13/5 Quarterly Consultation Paper No. 35 [pdf]

    Consultation papers Published: 06/02/2013 Last modified: 30/05/2013
    Consultation FSA - CP13/5 - In this Quarterly Consultation Paper (QCP) we are consulting on miscellaneous amendments to our Handbook.
  4. FSA - CP11/27 [pdf]

    Consultation papers Published: 06/12/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/27 - The FSA's Consultation Paper CP11/27 is entitled 'Quarterly consultation No.31'. It was published in December 2011. Comments on Chapters 2-9 of this CP should reach us by 6 February 2012.
  5. FSA - CP12/3 [pdf]

    Consultation papers Published: 01/02/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/3 - This Consultation Paper (CP) is relevant to all authorised firms and other bodies that pay fees to us and levies to the FSCS, the FOS and the Money Advice Service.
  6. FSA - CP11/21 [pdf]

    Consultation papers Published: 28/10/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/21 - The annual consultation is relevant to all authorised firms and other bodies that pay fees to us and levies to the FSCS, the ombudsman service and Money Advice Service.
  7. FSA - CP13/1 FSCS Funding Model Review - feedback on CP12/16 and further consultation [pdf]

    Consultation papers Published: 18/01/2013 Last modified: 30/05/2013
    Consultation FSA - CP13/1 - In this paper we summarise the feedback to CP12/16, FSCS Funding Model Review (July 2012), and our response. We also confirm the final rules except in one area (relating to the funding of costs that exceed FCA FSCS
  8. CP15/29: Amendments to various forms

    Consultation papers Published: 18/09/2015 Last modified: 24/11/2015
    CP15/29: Amendments to various forms. Consultation papers First published:. 18/09/2015. Last updated: 24/11/2015.
  9. CP14/8: Quarterly consultation No.5

    Consultation papers Published: 06/06/2014 Last modified: 06/06/2014
    CP14/8: Quarterly consultation No.5. Consultation papers First published:. 06/06/2014. Last updated: 06/06/2014. ... CP14/8: Quarterly consultation No.5.
  10. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.