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Showing 1142 to 1151 of 2625 search results for Brexit consultations.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. FCA to publish claims scorecards

    Press Releases Published: 01/03/2016 Last modified: 01/03/2016
    The results of the pilot will be used to inform any consultation on the use of such measures.

  3. FSA - GC11/27 [pdf]

    Guidance consultations Published: 02/11/2011 Last modified: 25/06/2013
    Structured products are rising in popularity and the FSA is concerned that the growing number of structured product sales, as well as increasing product complexity, is placing a strain on firms’ systems and controls.

  4. CP18/38: Technical annex [pdf]

    Consultation papers Published: 07/12/2018

  5. CP22/26: Quarterly Consultation Paper No. 38

    Consultation papers Published: 02/12/2022 Last modified: 13/01/2023
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  6. FSA - GC11/30 [pdf]

    Guidance consultations Published: 07/12/2011 Last modified: 11/07/2016
    The purpose of the guidance is to set out to firms our expectations of NEDs in delivering the appropriate management of retail conduct risk within firms. By retail conduct risk, we mean the risk of a firm treating its retail customers unfairly and

  7. FSA - GC11/31 [pdf]

    Guidance consultations Published: 16/12/2011 Last modified: 11/07/2016
    The key areas the guidance will cover are the scope and depth of engagement that the signatory of the annual confirmation of compliance (RCB 3 Annex 1D) has with the programme, the content of Management Information and the appropriateness of systems

  8. FSA - PS13/4 FSCS Funding model review – feedback on CP13/1 [pdf]

    Policy statements Published: 25/03/2013 Last modified: 30/05/2013
    Policy FSA - PS13/4 - This policy statement (PS) summarises the feedback to the consultation question in CP13/1:‘FSCS Funding Model Review – feedback on CP12/16 and further consultation’ and our response to the key themes that emerged.

  9. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.

  10. FSA - GC11/29 [pdf]

    Guidance consultations Published: 30/11/2011 Last modified: 05/08/2016
    This guidance is likely to be of most relevance to Distributors with their own range of distributor-influenced funds. Firms that run or help to run distributor-influenced funds for distributors. Product providers and platforms that include fund

  11. CP22/10: Quarterly Consultation Paper No. 36

    Consultation papers Published: 10/06/2022 Last modified: 25/08/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.
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