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Showing 1162 to 1171 of 2625 search results for Brexit consultations.

  1. CP14/30: Improving complaints handling

    Consultation papers Published: 12/12/2014 Last modified: 07/02/2022
    We are consulting on proposed changes to rules to improve complaints handling.
  2. CP13/3: Quarterly consultation paper No.1

    Consultation papers Published: 05/06/2013 Last modified: 07/02/2022
    In this Quarterly Consultation Paper (QCP) we are consulting on miscellaneous amendments to our Handbook.
  3. Recovery plan template

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    The FCA have created a suggested template for firms to submit individual and group recovery plans subject to simplified obligations to us.
  4. Call for input: Evaluation of RDR and FAMR form

    Last modified: 01/05/2019
    We make all responses to formal consultation available for public inspection unless the respondent requests otherwise.
  5. MoU between the FSA and the Florida Office of Insurance Regulation [pdf]

    Memorandums of understanding Published: 15/07/2009 Last modified: 30/05/2013
    Memorandum of Understanding Concerning Cooperation, Coordination, Consultation and Exchange of Information Related Related to Persons or Entities Engaged in the Business of Insurance
  6. CP18/42: Technical Annex [pdf]

    Consultation papers Published: 18/12/2018
  7. CP14/18: Quarterly consultation No.6

    Consultation papers Published: 05/09/2014 Last modified: 05/09/2014
    CP14/18: Quarterly consultation No.6. Consultation papers First published:. 05/09/2014. Last updated: 05/09/2014. ... CP14/18: Quarterly consultation No.6.
  8. CP13/12: CRD IV for investment firms

    Consultation papers Published: 10/10/2013 Last modified: 30/08/2015
    CP13/12: CRD IV for investment firms. Consultation papers First published:. 10/10/2013. ... This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to reporting, remuneration
  9. Financial Penalty Scheme

    Corporate documents Published: 02/04/2024 Last modified: 03/04/2024
    Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.
  10. Use of credit ratings in the UK

    Focus areas Published: 18/02/2020 Last modified: 14/12/2022
    Credit ratings for regulatory use in the UK need to be issued or endorsed by a registered or certified credit ratings agency (CRA). Find out about endorsement and certification.