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Showing 1242 to 1251 of 2625 search results for Brexit consultations.

  1. CP16/40: Contracts for differences - enhancing the conduct of business regime infographic [pdf]

    Consultation papers Published: 06/12/2016
    This infographic explains our supervision work over the past six years where we identified instances of poor conduct across the CFD sector.
  2. FCA statement on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries

    Statements Published: 16/08/2016 Last modified: 01/02/2017
    The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed some changes to the rules and guidance in Chapter
  3. Maturing dormant Child Trust Fund accounts

    Investment managers Published: 09/11/2020 Last modified: 09/11/2020
    Information for Child Trust Fund (CTF) providers on the treatment of dormant accounts at maturity, including legislative changes and how to apply for a modification by consent if a client can’t be contacted.
  4. FSA - FG12/13: Summary of feedback received [pdf]

    Finalised guidance Published: 14/05/2012 Last modified: 20/10/2014
    In October 2011, we published guidance for consultation on the practice of ‘payment for order flow’. This practice involves market makers making payments to brokers that introduce orders for execution.
  5. FSA - FG12/18: Summary of feedback received [pdf]

    Finalised guidance Published: 31/07/2012 Last modified: 20/10/2014
    We received one response to this consultation. This came from the Financial Services Consumer Panel. The Panel raised three points; No new guidance, The market has not been halted, Unauthorised business.
  6. Payments in the Single Euro Payments Area

    Consumers Published: 18/04/2016 Last modified: 11/05/2023
    Find out what you can expect from banks and other providers when you make payments in euros to an account in the Single Euro Payments Area (SEPA).
  7. Payment Accounts Regulations: Linked Services List

    Firms Published: 29/04/2022 Last modified: 18/05/2022
    This list includes standard terms and definitions to describe these linked services, which Payment Services Providers must use where applicable.
  8. UCITS Remuneration Code (SYSC 19E)

    Tasks for regulated firms Published: 25/05/2016 Last modified: 10/02/2023
    FCA provides information on the Code (SYSC 19E) that applies to management companies of undertakings for collective investment in transferable securities (UCITS).
  9. Primary Market Bulletin 43

    Newsletters Published: 20/02/2023 Last modified: 20/02/2023
    In this edition we cover multi-factor authentication for FCA systems, Equivalence of non-UK regimes and a reminder of the deadline for commenting on our digital reporting consultation
  10. CP16/8: Quarterly Consultation Paper No. 12

    Consultation papers Published: 18/03/2016 Last modified: 19/07/2017
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.